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Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Bangkok, November 5, 2007 ? The SEC today ordered Pacific Assets Public Company Limited (PA) to provide additional information related to the company?s investment in the Chedi Phuket Project after
Bangkok, October 1, 2012 - The SEC imposed administrative sanctions on seven investment consultants/analysts by revoking approval of {A}, suspending {B} of Bualuang Securities PLC, {C} of Kasikorn
Facebook page ชื่อ Stock Exchange for Investment : Unlicensed securities and derivatives business (Disclosure Date : 27/10/2023)
Facebook Page ชื่อ Stock exchange for investment : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
Facebook Page ชื่อ GOLD stock investment : Unlicensed securities and derivatives business (Disclosure Date : 12/07/2024)
Facebook Page ชื่อ Gold stock investment : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)
Bangkok, January 24, 2014 ? The SEC imposed a one-month suspension on Wiroj Thongburana, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform