Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the public at a financial technology exhibition held at a shopping center. The SEC thus conducted an on-site investigation to collect evidence. Today, the SEC and the ECD inspected the exhibition booths at the fintech expo and found a number of business operators who may be liable to undertaking securities...
reached a consensus on the appointment of a working group to explore strategy to adopt the International Financial Reporting Standards (IFRS) as accounting framework for companies issued securities to the
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
investment industry who developed the Principles of Responsible Investment (“PRI”) in 2005. That said, there have been initiatives by the banking sector such as the launch of the Sustainable Banking Guidelines
issue was developed from the outcome of the meeting between the SEC and the ASCO by assigning the ASCO to explore ways to prevent settlement risk as well as market manipulation. So that the future
. From the raid, documents concerning solicitations for securities trading and clients? profiles were found at the site. As a result, the SEC will further investigate into documents as well as interview
operator. Noted: Filing a criminal complaint is the commencement of the criminal process. Under the Criminal Procedure Code, after receiving the complaint, the inquiry officer will investigate the case
The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in
under the power given by the SEC Act. If other relevant state agencies with power and duty decide to further investigate this particular case, we would fully accommodate,? he added.
possibility of increasing number of independent directors. In some other developed countries, 50% of the board of directors are required to be independent. As for listed companies? directors to understand