Bangkok, November 3, 2009 ? The SEC and the Association of Investment Management Companies (AIMC), at their quarterly meeting, agreed to introduce measures to promote investors? mutual fund investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring investment unit sellers to assess risk tolerance of each client and and give investment advice suitable f...
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Microsoft Word - The Aquisition of Assets - TLM September 11, 2018 Subject: Acquisition of Assets To: The Director and Manager The Stock Exchange of Thailand The Board of Directors' Meeting of KCE
Microsoft Word - The Aquisition of Assets - TLM Edited Information September 13, 2018 Subject: Acquisition of Assets (Edited Information) To: The Director and Manager The Stock Exchange of Thailand
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Bangkok, December 24, 2008 ? Starting mid January next year, the SEC ? in cooperation with the Stock Exchange of Thailand (SET), the Thai Listed Companies Association and the Thai Company Secretary
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Transactions Deemed as Acquisition or Disposal of Assets, and the Notification of the Board of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies
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