) issuance. The revision will require DW issuer to provide a so-called ?fact sheet? which is a investor-friendly description of securities? key features, specific characteristics and risks. Fact sheet must be
(DW) issuance. The revision will require DW issuer to provide a so-called ?fact sheet? which is a investor-friendly description of securities? key features, specific characteristics and risks. Fact
Bangkok, April 1, 2013- The SEC permits the 51th- 100th shares in the SET100 Index as underlying securities for Derivative Warrant (DW) and revises the process of DW issuance and offering to
The SEC approved draft revised regulations on securities issuance and offering, allocation, and delivery. Details of the revisions can be summarized as follows: Greenshoe Option (Over-allotment of
To strengthen the rules governing convertible debentures offering offshore to be on par with those of convertible debentures offering onshore, with emphasis on the protection of existing shareholders? rights, the SEC approved draft revised rules concerning (1) number of underlying shares for convertible debentures and (2) written notice calling for shareholder meeting as follows: 1. Number of underlying shares for convertible debentures offering for sale both onshore and offshore each time wh...
Bangkok, December 25, 2009 ? The SEC is inviting public comment on the draft regulations governing issuance of Islamic bonds or Sukuk and trustees to promote variety of products, expand investor base
In the 27th ACMF Meeting at Singapore on 10 October 2018, Thailand’s SEC, as a chair of a working group, has introduced “ACMF Pass,” a framework to facilitate cross-border movement of investment advisers and analysts. The framework will allow licensed professionals to provide advisory services within participating ASEAN jurisdictions and enable ASEAN investors greater access to professional services. Malaysia, Philippines, Singapore and Thailand will be the first group of countries to par...
Bangkok, February 28, 2012 ? The SEC has revised issuance rules governing bills of exchange (B/E), short-term debentures and complex structured products to promote more fund mobilization through debt