had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
into force since 3 March 2021. Additionally, the SEC has revised related regulations to allow the existing business operators to switch to License E or PF License in line with the business model they
champions of the investment world can lend invaluable support to these transformative sustainability agendas whose aims encompass inclusivity, equity and transparency. An important step in that direction was
the country. By investing responsibly in line with the BCG and other policy frameworks, domestic champions of the investment world can lend invaluable support to these transformative sustainability
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
same quarter last year and 7.5% up from the last quarter this year. Major contributions were increased demand in Network Switch products and Industrial Tools products. Gross profit in this quarter
matters. As the Thai capital market is dominated by retail investors, the SEC has found the participation in the committee invaluable. It opens further opportunities for the SEC to contribute to the
non-recurring revenue increased to 24.9% from 21.7%. The switch in the composition of revenue between recurring and non-recurring income are due to the consolidation of TigerSoft’s result. Tiger’s