Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using

learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures

Mr. Ratanachai Phatinavin Between February 24, 2014 and February 28, 2014, Mr. Ratanachai Phatinavin has illegally bought 9,000,000 shares of Eastern Star Real Estate Public Company Limited (ESTAR

In the second phase of the “ESG Product Platform” development, the SEC has introduced further information and details on “sustainability-themed bonds”; e.g., the list of top 10 issuers, detailed

high price to buy it back later (a) The SEC looked into the trade of the top 30 players in SCIB-C1 during August 10-11, 2004, and found no person sold SCIB-C1 at high prices and bought it back later at

Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB

or purchase securities unavailable on the Stock Exchange for the clients. In reality, Wanvadee neither opened trading accounts nor bought any securities for the clients; 2. Falsifying her clients

bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Product Platform in January 2023 to make it convenient for market participants and the general public to access

foreign investors express their concerns over the impacts of the central bank?s measures and suspect more will be introduced. We advice them to suspend their selling decisions until such measures and all

introduced and apply to the qualified DW issuers.  In addition, the redundant information disclosed and signing requirement in the filing will be eliminated. SEC Secretary-General Vorapol Socatiyanurak said