Delivery of Notifications and Clarification Notes
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand
the Kingdom of Thailand , as the case may be, the report would be able to provide in English language. (2) 45 days as from the closing date of the offering period in case of: (a) an initial public
able to provide in English language. (2) 45 days as from the closing date of the offering period in case of: (a) an initial public offering having purpose to register the shares as listed securities on
Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism
Mutual Recognition of Funds between Hong Kong Special Administrative Region of the Peoples Republic of China and Thailand
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