the public and that mutual funds are not exploited or dominated by large unitholders who may interfere with the fund management. However, the Revenue Department has revised the tax regulations on

allows to take care of his/ her securities trading account. The investment consultants must perform with their securities companies? rules strictly and do not meddle with the client?s assets and trading

securities companies? rules strictly and do not meddle with the client's assets and trading account or submit trading order via the internet with the IP address of securities firm.  **Details of sanctions are

set out the circumstances in which they will actively intervene and regularly assess the outcomes of doing so. Intervention should be considered regardless of whether an active or passive investment

Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...

review processes (legal, communications, etc.) may interfere with the ability to meet a quick deadline. Effective Letter-Writing Anita Green, Wespath Investment Management “ Let us never underestimate the

not have any characteristic that allows directors or executives to interfere with the investment decision making, and shall comply with the following regulations: (1) being approved by the listed

Business Group recorded an increase in retail sales volume, while industrial sales volume softened from the company’s products stock management during TAM, in order not to interfere with sales of the retail

, subsidiary, associate company, major shareholder or controlling person in a manner that may interfere with independent discretion, which includes not being or having been a significant shareholder or the

controlling person in the manner which may interfere with [the independent director’s] judgement, including neither being nor having been a significant shareholder or controlling person of any person having a