Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a

Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...

Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material

Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)

Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 30/08/2013 - 30/08/2013

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 14/10/2013 - 25/10/2013

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 31/03/2009 - 09/04/2009

Common share | Initial Public Offering | Offering Date - 17/09/2014 - 24/09/2014

Common share | Initial Public Offering | Offering Date - 17/09/2014 - 24/09/2014