Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
Bangkok, September 23, 2013 ? The SEC is now seeking public comment on introducing an approval regime for technical analyst and the revisions of qualifications of investment analysts and investment consultants after a hearing on the principles for revisions of approval regime was launched earlier. This aims at elevating standards of professions and allowing opportunity for the increase of new market personnel in Thai capital market to better accommodate investors? diverse needs. The proposed rev...
Bangkok, January 19, 2009 ? The SEC is conducting a public hearing on the revision of rules governing debt securities offerings by foreign issuers until January 31, 2009.To facilitate and reduce costs of fund mobilization across ASEAN, the SEC is considering a revision to the rules on the offering for sale of debt securities by foreign issuers (baht bonds) in Thailand, with the adoption of common standards, the ASEAN Debt Securities Disclosure Standards, for public offering. In case of the offer...
2019-04-09_Notification for Resolution of BOD No. 3-2019 regarding the Acquisition and Disposition -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol Building, Soi Sukhumvit 62
2019-04-09_Notification for Resolution of BOD No. 3-2019 regarding the Acquisition and Disposition_Edit1 -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62
2019-04-18_Notification for Resolution of BOD 3-2019 regarding the Acquisition and Disposition _Edit2_ -Translation- Seven Utilities and Power PublicCo.,Ltd. 73 Mahachol Building, SoiSukhumvit 62
Microsoft Word - 2019-08-19_Notification for Resolution of BOD 10-2019 regarding the Acquisition and Disposition.docx -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol Building
Microsoft Word - 2019-09-18_Notification for Resolution of BOD 11-2019 regarding the Acquisition and Disposition _En Rev._.docx -Translation- Seven Utilities and Power Public Co., Ltd. 73 Mahachol