SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/08/2001 - 20/08/2001

SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 22/09/2009 - 28/09/2009

SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 29/09/2009 - 05/10/2009

SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 08/10/2009 - 14/10/2009

notify the Office in writing immediately of such matters; □ (2.2) In the case where the shareholder who holds more than ten percent of the outstanding shares (“the shareholder”) is a financial institution

outstanding shares (“the shareholder”) is a financial institution: □ (a) Violation record, under the law specified in the Notification, of shareholders, directors and managers of the shareholder within the full

shares offered by the company’ s existing shareholder, Financial Institution Development Fund (FIDF) 3. Up to 230,000,000 new common shares for offering to over-allotment agent to accommodate the exercise

1,255,000,000 common shares offered by the company’ s existing shareholder, Financial Institution Development Fund (FIDF) 3. Up to 230,000,000 new common shares for offering to over-allotment agent to accommodate

performing trust business is prohibited from being the major shareholder of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the