servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

the OECD Principles of Corporate Governance as an international benchmark for policy makers, corporations, investors and other stakeholders. They have inspired the development of company laws

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

purchased from Global Inspired Laboratory Co., Ltd.  Date of transaction : Within February 2018  Buyer : Bangkok Chain Hospital PCL.  Seller : Global Inspired Laboratory Co., Ltd.  Relationship with the

: Approval of Asset purchased from Global Inspired Laboratory Co., Ltd.  Date of transaction : Within February 2018  Buyer : Bangkok Chain Hospital PCL.  Seller : Global Inspired Laboratory Co., Ltd

Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company

shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or

Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing

sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall