Bangkok, March 9, 2011 - Following online news on statement of former Deputy Finance Minister, Pichai Naripthaphan, now a member of Pheu Thai Party?s working group on economic, he requested the SEC to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of shareholding structure prior to public disclosure of such information. Mr. Pichai believed that the SEC...
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any events leading to fluctuations in the investment management business, a significant impact could pro...
สอบบัญชี (inspection report) ให้แก่สำนักงานสอบบัญชีอย่างสม่ำเสมอ เพื่อให้สำนักงานสอบบัญชีนำรายงานดังกล่าวไปพัฒนาคุณภาพงานสอบบัญชีให้ดียิ่งขึ้น ปัจจุบันผู้มีส่วนเกี่ยวข้องกับกระบวนการจัดทำรายงานทางการ
of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control system by other agencies (if any) 5 5
. (UNOFFICIAL TRANSLATION) (Revision 2015) Table of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control
inspection to the SEC Office and the auditor within thirty days since the date of notification from the auditor in case that the auditor discovers any suspicious circumstance that the director or executives of
Mr. Smith Leammanee Mr. Smith Leammanee, Begistics Public Company Limited ("B")’s audit committee, failed to submit the report of preliminary inspection to the SEC Office and the auditor
Mr. Teeraboon Ariyasuthiwong Mr. Teeraboon Ariyasuthiwong, Begistics Public Company Limited ("B")’s audit committee, failed to submit the report of preliminary inspection to the SEC Office
What's new การคัดเลือกผู้สอบบัญชีที่มีคุณภาพจากข้อมูล Firm inspection report แนวทางการพัฒนาภาคการเงินเพื่อความยั่งยืน ( Sustainable Finance Initiatives for Thailand) องค์ความรู้ตลาดทุน