The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
development. SEC Chief also informed UNDP of the upcoming launch of Thailand Responsible Business Network (TRBN), which is a collaborative network jointly initiated by SEC, the Thai listed Companies Association
’ decision making. These proposed amendments are a result of the Regulatory Reform Project, which the SEC initiated earlier and invited stakeholders to review relevant rules while the project advisor
sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance
pool of potential investors. In addition, we are sure that this MOU’s implementation will lead to a good model for the cooperation in the region and we are optimistic that capital markets in the region
. If any actions are found to be in violation of the laws enforced by the SEC, legal proceedings may be initiated, which could result in imprisonment and fines. In case of possible legal violations of
proceeding, starting from 6 October 2016.In this case, the ban was not resulted from a criminal complaint initiated directly by the SEC, but from a criminal charge of the public prosecutor. The SEC had
/publication.NDID is a project initiated by government to serve as an infrastructure of the country and is available for both public and private service providers. SEC has urged intermediaries in the capital
Awards The SET Awards Project is initiated by the Stock Exchange of Thailand, aiming to honor listed companies, securities companies, asset management companies, and chief executives for their