supporting the principle of cross-border cooperation for freezing and repatriating assets derived from securities and derivatives violations. Such potential measure would allow a foreign regulator of the
violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have
consideration of legal violations under the Digital Asset Business Law and other relevant legislations. Thanks to our collaboration, we observe a considerable progress made by the investigative task force. A
Thaksin Shinawatra and that Ms. Pintongta also acquired ARI shares later on. The SEC Board concluded from the evidence that violations of information disclosure rules may have been committed in the
solicitation. For inquiries or tips on suspicious activities, please contact SEC Help center via SEC website or Hotline 1207. If any possible violations of law under supervision of other agencies are found
offences in the capital market, all of which would greatly improve the chance of success in law enforcement and prevention against violations in the capital market. The workshop was held on 15 to 16
. If any actions are found to be in violation of the laws enforced by the SEC, legal proceedings may be initiated, which could result in imprisonment and fines. In case of possible legal violations of
that such violations of Rules of Conduct shall be subject to severe punishments and that investors should take serious precautions when trade or subscribe for securities. Careful preventions include
violations by means of settlement process.