, infrastructure funds, infrastructure trusts and real estate investment trusts (REIT).The proposed rules would require regular disclosure of the annual registration statement, annual report, financial statements as
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addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
Public Company Limited and Asia Wealth Securities Co., Ltd. respectively, when the misconducts were committed.In the case of Veerachai, Nomura was informed by the clients that they had transferred money
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revenue from sale of product at the amount of Baht 843. 54 million which was not a regular transaction. Consequently, gross profit increased Baht 84. 42 million or 198. 18% from the corresponding period of
companies via the SET on a regular basis, but also to make use of the auditor's report and the financial statements ("Key Audit Matter? or ?KAM") to support their investment decision-making. They should also
written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The