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SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
of saving. By attending the National Children’s Day 2020 event, SEC will hold informative activities for kids for the first time. They are in the age of learning and memorizing, which is an
them. Such disclosures should: a) be linked to the company’s business model; b) be genuinely informative and include forward-looking elements where this will enhance understanding; c) describe the
units of domestic money market fund; (4) the clients who wish to invest in shares or share warrants of a company and they are existing shareholder of the company while there is such investment. In case
company’s strategic objectives and its progress towards meeting them. Such disclosures should: a) be linked to the company’s business model; b) be genuinely informative and include forward-looking elements
capital market products which are shares or share warrants of a company wherein the client is an existing shareholder as of the investment date or the date of obtaining the shareholders’ rights; (4) a