Following POLAR shareholders? complaints and the SEC's further investigation, it was found that POLAR, led by Yanakorn as director and chief executive officer and Poonsak as director and chief financial officer, failed to report to the Stock Exchange of Thailand (SET) and the SEC that the company had been filed for bankruptcy by its creditors on 8 May 2017 and later became under the Court's receivership on 3 August 2017. Such material facts were subject to public disclosure within a reasonable t...

The SEC supports and promotes sustainable investment on a continued basis, emphasizing the importance of business operation and investment in the Thai capital market that takes into account every aspect of ESG principles, from the areas of capital market products and issuers to intermediaries and investors. The SEC also encourages business sectors in the capital market to disclose ESG information to investors for the benefit of investment-decision making through the annual registration statement...

, the Court may inflict upon such offender the punishment prescribed for each offence. In case the severest offence has the rate of maximum punishment not exceeding ten years, offender shall be convicted

Court may inflict upon such offender the punishment prescribed for each offence. But the total punishment of every offence must not exceed twenty years in case of the severest offence to have the rate of

Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should have

Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should

Committee has resolved to instruct SEC to impose civil sanction whereby Kitti and Kongpat must pay a separate civil penalty, compensate for the benefits received from committing the offenses, and reimburse

conjunction with Section 244(3) and subject to the penalties under Section 296 and Section 296/2 of the said Act.   The Civil Sanction Committee has resolved to instruct SEC to impose civil sanction on

Earlier, the Civil Sanction Committee resolved to impose civil sanctions on {A} for obstructing and not cooperating with other IFEC directors to set up board of directors meetings and a

Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward