สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานสัมมนา “An Accelerating Implementation for Climate Strategies” จัดโดย ERM (Environmental Resources Management) ภายใต้หัวข้อ

have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft

custodial wallet provider” as a new digital asset business under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) whereby an application for a license would be required to be submitted to

indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF

funds to accommodate these funds with the following rules, for example:- Unitholders must invest in provident funds only;- The number of unitholders which is at least 35 must be waived;- They must not

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a

personnel for a period of five years, starting from 4 August 2020.In case of deciding to buy an investment product at a place which is not the service provider’s office, investors are advised to avoid

the desirable directions. The SEC Strategic Plan (2023-2025) has laid down the following five key result areas:  (1) Capital market is developed to be a key mechanism for strengthening the Thai economic

manner.  In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts.  At this hearing,  SEC was open to comments for