increase via private placement (PP) to become ineffective until the SEC shall order otherwise. This follows POLAR?s announcement concerning (1) additional agenda of Extraordinary General Meeting (EGM) No.1
money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered
engagement risks, and ineffective participation from those involved in the financial reporting process. To mitigate these shortcomings, the SEC has initiated and participated in several ongoing seminars and
Investing in future contract require investor to deposit certain asset with the derivatives broker for securing the fulfillment of futures contract by the investor. However, the amount of assets placed as an
financial. 3. Risk of loss beyond initial margin Investing in future contract require investor to deposit certain asset with the derivatives broker for securing the fulfillment of futures contract by the
- on-year by Baht 1.21 million or 7.65%. It was mainly due to a decrease in donation to NSTDA by Baht 1.79 million upon the Company’s fulfillment of the charitable donation requirement of the investment
information contained in the draft prospectus submitted to the SEC Office, which is still ineffective under the law, therefore, such information may subject to change. In this regard, the offer for sale of
Purchase Agreement requires the Buyer to pay the acquisition price under this Agreement upon fulfillment of all conditions precedent or by the closing date of the transaction. Key conditions precedent are as
and where the audit firms were ineffective in monitoring their staff’s compliance with the ethical requirements. 5. Engagement performance In the SEC’s firm-level reviews of audit firm’s compliance with