SPRC disclosed information via the Stock Exchange of Thailand Information System during 21-26 February 2020 regarding the business email compromise that occurred in late 2019, which resulted in
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
increase via private placement (PP) to become ineffective until the SEC shall order otherwise. This follows POLAR?s announcement concerning (1) additional agenda of Extraordinary General Meeting (EGM) No.1
Asset of the Company from the dispute resolution by the compromise additional from the resolution of Board of Director Meeting No.5/2022 (revised) 24/08/2022 13:02 Notification on Information Memorandum
money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered
the appreciation of the Thai Baht versus the US dollar. (Separate: Baht 325 million). Gain from compromise debt Consolidated gain from compromise debt amounted to Baht 40 million which resulted from the
and where the audit firms were ineffective in monitoring their staff’s compliance with the ethical requirements. 5. Engagement performance In the SEC’s firm-level reviews of audit firm’s compliance with
from debt restructuring Consolidated gain from debt restructuring amounted to Baht 5,506 million which resulted from compromise agreements signed by the Company with many creditors whereby debt was
Ending 31 March 2019 G Steel Public Company Limited Page 3/12 Gain from compromise Consolidated gain from compromise amounted to Baht 44 million which resulted from the company sign compromise agreement
any in accordance with the compromise agreement. {B} (formerly named {C}), the investment consultant for the securities trading account of such client, failed to perform investment consultant?s duties