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Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5889

SEC invites public comments on proposal to institute FETCO as juristic person

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8754

SEC advises investors to study prospectus carefully before making investment decisions

before making decisions to invest in initial public offerings (IPO). SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any financial instument of their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6845

SEC advises listed companies to exercise care and caution before investing in digital assets

On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9126

Bitcoin or Gold for a Diversifier? Tales of Before and During COVID-19 Crisis

Bitcoin or Gold for a Diversifier? Tales of Before and During COVID-19 Crisis Financial Literacy and Fintech Adoption for Quality of Life Yosuke Kakinuma Chiang Mai University Business School SEC

https://www.sec.or.th/TH/Documents/Seminars/seminar-010765-02.pdf

SEC requests the public prosecutor to bring the case to the Civil Court against a person for PICO price manipulation and reports the case to AMLO

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8582

SEC Thailand’s public hearing on investors' qualifications in cryptocurrencies and regulation for business operators to conduct knowledge test of its prospect customer before providing services.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=701

SEC advises W’s shareholders to carefully study details of the proposed acquisition of DOMINO’S PIZZA business, deemed to be inappropriate by independent financial advisor, before making a decision

significantly high amount of deposit before execution of transactions. SEC therefore urges W’s shareholders to study details of this matter very carefully and thoroughly before considering subscription for the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8357

Notification of the Office of the Securities and Exchange Commission NorChor. 1/2545

Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=856&SearchNo=

Notification of the Office of the Securities and Exchange Commission NorChor. 1/2546

Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=721&SearchNo=