One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost
crucial and indispensable aspect is the collaboration from all sectors in propelling the Thai capital market as a driver of economic development, addressing the national needs efficiently and effectively
of resource s is also an indispensable priority. At the international level, CSR concept was recognized at the Earth Summit in 1992, where the concept of “Sustainability Development” was
indispensable issue and the Personal Data Protection Act B.E. 2562 (2019), which will be effective in 2021, states the direction thereof. The Faculty of Law, Chulalongkorn University is delighted to participate
Rules for Custody of Customer Assets and Essential Details of Custody Agreement