Bangkok, July 23, 2014 ? The SEC will put into effect regulations on depositary receipts (DRs) by the third quarter of this year to provide investors with more investment alternatives. Vorapol Socatiyanurak, SEC Secretary-General said that the Capital Market Supervisory Board recently approved DR regulations on approval criteria and information disclosure. The launch of DRs will increase Thai capital market?s product variety while it will be more convenient for investors to invest in foreign se...
Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC
Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed
Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with international practice.In 2025, Thailand will fully become an aged society with 20 percent of its population being the elderly. The SEC has laid out a policy to support both public and private employees in playing a key role of driving provident funds as a savings tool for post-retirement.Provident funds ther...
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Finance, the Federation of Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), and the Association of Investment Management Companies (AIMC), announced the launch of “Thailand ESG Fund: Thai ESG” on 8 December 2023. On this occasion, 16 asset management companies rolled out 22 Thai ESG funds. The initiative is expected to raise the public awareness of long-term savings to prom...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานเสวนา หัวข้อ “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases
MACO will seek approval from the shareholders’ extraordinary meeting on 14 January 2020, for the following transactions: (1) Acquisition of 50 percent of the total shares of Hello LED, which possesses the ownership or the leasehold right over the billboard and LED digital advertising media, at the amount of 1.95 billion baht*; (2) Private placement of 1,080 million newly issued shares to PLANB (accounting for 19.96 percent of the paid registered capital after th...