SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of fi...
, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without
auditors in the capital market in audit firms, starting from a minimum of four auditors from 1 March 2026 before increasing to a minimum of six auditors, starting from 1 March 2029 onwards. The proposed
, Seven Utilities and Power Public Company Limited and its subsidiaries recorded a net profit of Baht 33.86 million. Profit increased from quarter 1/2019 by Baht 55.93 million mainly due to an increasing of
. Profit increased from quarter 2/2019 by Baht 21.76 million or 59.14% mainly due to an increasing of gross profit from business operation amounting to Baht 84.25 million. Overall, the Group’s performance
to an increasing of gross profit from business operation amounting to Baht 123.31 million. Overall, the Group’s performance mostly results from operation of LPG and oil business with gross profit of
facility for accommodating increasing transactions in the short-term, the calculation of the capital to accommodate the digital https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8398 SEC public hearing
initiative in collaboration with partners in Thailand. SET is committed to increasing women’s participation in the capital market, particularly among listed companies, by collaborating with agencies that
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