their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
Mr. Soraj Asavaprapha While being a director of Jasmine International Public Company Limited (JAS), Mr. Soraj Asavaprapha failed to perform his duties with loyalty as a result of obtaining unusual
repurchase scheme to the SET. As a result, the price of JAS stock increased. {A} sold off his Futures contracts and gained benefits from the transaction.Apart from using the non-public information, {A} failed
Limited (“the Company”) reported consolidated operating revenue of THB 283 million in Q4/2019 and of THB 1,194 million in YE 2019, which increased by 13% from Q4/2018 and 37% from 2018, respectively. • The
increased by 1.3% from Q2/2020 due to the launch of marketing promotions during Q2/2020, resulting in lower gross profit margin than normal operations during Q2/2021. • However, gross profit margin in 1H/2021
the follow main reasons. 1. Revenue from hospital operations increased by Baht 102.22 million or 4.52 % due to in 2018 the general patients of Company and subsidiaries increased. 2. Cost of hospital