compromising market orderliness and integrity. This includes regulatory reform to faciliate ease of doing business and increase competitive eage of market participants. This in turn will contribute to the
Bangkok, August 28, 2015 ? The SEC has amended rules governing issuers? qualifications to further enhance the efficiency in the securities public offering?s reviewing process of non-listed companies. Rapee Sucharitakul, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the revision of regulations to govern qualifications of non-listed company issuers proposing securities public offering (PO). The revised rules require the issuers of non-listed company not have any...
Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of digital token holders.The SEC has therefore amended the regulations governing supervision of real estat...
Following the initial launch earlier this year, the ESG Product Platform in its second phase features extensive coverage and details related to sustainability-themed financial products, especially SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Pro...
-market based financing and unlocking investment that boosts long-term economic growth. "Implementing the Principles will help corporations to access capital and unlock corporate investment in Asia. In
The Securities and Exchange Commission (SEC) Short selling is a mechanism that enhances market efficiency and is part of the price discovery process. To make a short selling transaction, investor
A String of Earnings Increases, Future Earnings Uncertainty, and Firm Fundamentals* Sarayut Rueangsuwan † Kasetsart University, Thailand August 2015 Abstract Prior literature on meeting or beating
capital utilization from previous PP capital increases. The SEC therefore ordered POLAR to submit documents and clarify the information thoroughly within seven days and publicly disclose such information
principles. ⊷ The sample of this study includes not only large multinational firms but also small and medium firms that bring to the forefront a greater variety of firms being investigated. ⊷ The average ESG
Earnings Management • Earnings management includes both legitimate and less legitimate decisions by manager to change accounting policies or real actions in order to smooth earnings or achieve some specific