employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and
Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand
Bangkok, October 9, 2014 - The SEC disclosed inappropriate behavior and suspended four securities investment consultants, then employees of Globlex Securities Company Limited, namely {A}, {B}, and {C
Bangkok, June 8, 2012 - The SEC publicly disclosed inappropriate behavior of three investment consultants, namely, {A}, {B}, and {C}, for not taping clients' securities and derivatives trading orders
Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s
NCL has approved the early retirement and the compensation payment to Mr. Kitti Phuathavornskul, a major shareholder and senior executive, at the amount of 38.55 million baht to cease the inconsistency in business management and reduce the chance of a labor dispute from the unfair termination of his employment. On 28 December 2023, NCL paid for the compensation without disclosing relevant information, and proposed the agenda item to a shareholders meeting to seek approval of such transaction. Th...
share price of 0.80 baht per share is deemed inappropriate as it is below the fair value range of 1.07 – 1.30 baht per share, as assessed by the IFA. Therefore, the IFA advises shareholders not to
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
’ meeting for consideration of approval. However, the IFA is of the opinion that the offering for sale of WIE ordinary shares to the related party is inappropriate because: (1) The offer price of WIE
. In this regard, IFA views that the entering into the purchase transaction of the three plots of land with the connected person this time comes with an inappropriate price as the total of 167.50