asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
(“IC ใบย่อย”) ต้องเข้ารับการทดสอบเพิ่ม เพื่อยกระดับ (upgrade) เป็น IC plain 3.1 ประเด็นเกี่ยวกับการสอบ (1) IC กองทุนรวมที่มีอายุมาก (โดยเฉพาะในบริษัทประกัน) อาจไม่สามารถสอบผ่านหุ้นและหน้ี เพื่อ upgrade
responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
additional investment to upgrade office building’s facilities. - Administration expenses increased due to additional headcount required for the succession plan. Extraordinary items included 15.2 million baht
at the SEC Building.The cyber drill was part of the joint action plan since the establishment of the Thai Capital Market CERT or TCM-CERT, which aims to upgrade the Thai capital market's capacity in
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
capital market. Meanwhile, there will be measures to upgrade investor protection in line with investment risks.Furthermore, there were discussions on how to cooperate, promote and support financial
company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing