asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
; - a reimbursement of investigative expenses in an amount of 230,682.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 19/11/2024
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
; - a bar from serving as a director or executive in a securities company between 08/07/2022 and 07/11/2022 - a reimbursement of investigative expenses in an
;- a bar from serving as a director or executive in a securities company between 27/02/2023 and 26/06/2023 - a reimbursement of investigative expenses in an amount of
serving as a director or executive in a securities company between 27/02/2023 and 26/06/2023 - a reimbursement of investigative expenses in an amount of 20,883.00 Baht
reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021
reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 300 in conjunction with 278 Civil Action Dated 27/12/2021