Management Name : Rear Admiral CHANO PHENJATI | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 17/03/2016
Management Name : Rear Admiral CHANO PHENJATI | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 18/03/2016
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
/>ไม่มีความเคลื่อนไหว (inactive account) การมีนโยบายในการให้วงเงินซื้อขายหลักทรัพย์และการกู้ยืมเงินเพื่อซื้อหลักทรัพย์ที่สะท้อนถึงพฤติกรรมการซื้อขายหลักทรัพย์ของลูกค้า เป็นต้นนอกจากนี้
under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (5) significant amount in terms of size/volume is transacted, which is
securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time; (Unofficial Translation) - 8 - (5) significant
-face meeting) with staff of the securities company, when requested under the KYC/CDD process; (4) the account is re-activated by a large size of transaction after being inactive for some time
. Rear Admiral Chano Phenjati 1,803,176 1.28 1,803,176 0.57 9. Mr. Supoj Lapanantarat 1,666,300 1.18 1,666,300 0.52 10. Mr. Panaj Rungnoppakhunsri 1,603,900 1.14 1,603,900 0.50 11. Austin Asset Limited** 0