misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
. These lectures were held at Suan Sunandha Rajabhat University, Udon Thani Rajabhat University, Mae Fah Luang University, and Walailak University. The primary objective was to educate approximately
companies? stability and quality of services as well as educate related persons about provident fund. The guidelines focus on: Management fee: Asset management companies will be required to prepare (1
and admitted having used a client?s inactive trading account with outstanding credit balance to trade securities. In doing so, she told the client that she had sent incorrect trading orders
three months. The SEC and the SET are going to educate investors and stakeholders about the characteristics and benefits of gold ETF. The SEC is also planning revision to relevant regulations to allow
risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of
enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
more efficient and up to speed with the ever changing global market conditions. Meanwhile, we are communicating with investors and market participants to educate and prepare them for compliance with the
Caravan, an outreach program to educate the provincial public about the capital market. The three initiatives above are designed in line with the SEC strategy and guidelines for facilitating innovation