in material matters and the SEC had called for clarifications several times.* Later, EARTH hired two more Indonesian appraisers and disclosed the appropriate values of both coal mines at
facts confirmed by Zipmex Thailand. Therefore, it is considered that Zipmex Thailand deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
statement and draft prospectus submitted to the SEC Office during the period between 2021 and 2022. Regarding the registration statement and draft prospectus, STARK disclosed the financial statements for the
records and its disclosure of liabilities in the financial statements as previously reported in the application for business rehabilitation. The results of the special audit must be disclosed within 30
and ultimate controlling persons, is adequately disclosed to the public; (2) the client is a financial institution or a CIS under supervision of a regulator whose regulatory and oversight regime in
ultimate beneficial owners and ultimate controlling persons, is adequately disclosed to the public; (2) the client is a financial institution or a CIS under supervision of a regulator whose regulatory and
, including his ultimate beneficial owners and ultimate controlling persons, is adequately disclosed to the public; (2) the client is a financial institution or a CIS under supervision of a regulator whose