asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
is material change in the records, the securities company shall repeat the process mentioned in Clause 9(1) and (2) as deemed necessary and shall re-classify the client’s risk accordingly (re
-going KYC/CDD process in the first paragraph. Also, where there is material change in the records, the securities company shall repeat the process mentioned in Clause 9(1) and (2) as deemed necessary and
under the on-going KYC/CDD process in the first paragraph. Also, where there is material change in the records, the securities company shall repeat the process mentioned in Clause 9(1) and (2) as deemed
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
portfolio equity allocation 3 Determine withdrawal percentage for a given target 4 Repeat annually 18 19 Annuity Allocation: What Do Retirees Fear More? 20 Taking a Holistic Perspective 21 Thailand
/>ไม่มีความเคลื่อนไหว (inactive account) การมีนโยบายในการให้วงเงินซื้อขายหลักทรัพย์และการกู้ยืมเงินเพื่อซื้อหลักทรัพย์ที่สะท้อนถึงพฤติกรรมการซื้อขายหลักทรัพย์ของลูกค้า เป็นต้นนอกจากนี้
, returns and financial statements • All stocks that listed in Thailand, active and inactive • SET + MAI • July 2001 - July 2022 • Follow Fama and French (2018) and Hou et al. (2015) for factor construction