Exchange Act in order to ensure that the enforcement of the law and the enhancement of the protection of investors in the capital market will be more effective and consistent with the suggestions received
ระบบติดตามสถานะของคำร้อง (CASE PROGRESS)
Regarding the case of More Return Public Company Limited (MORE) share price and/or volume manipulation during July-November 2022, in which the SEC had continuously endeavored to bring all of the offenders into the enforcement proceedings, criminal complaints were filed with the Economic Crime Suppression Division (ECD) of the Royal Thai Police on 10 February and 27 June 2023, with 18 and 32 offenders, respectively, The DSI has accepted the case as its special case and the SEC has reported the ca...
Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case has not been completed yet and is still in the process of seeking detailed information from various securities companies and financial institutions. Besides, the information forwarded by the Stock Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation o...
Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
Bangkok, January 29, 2010 ? The SEC and the Association of Securities Companies (ASCO) held its first quarterly meeting of the year to update progress in three major areas as follows: 1. Preparation
enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter meeting with AIMC: ?The SEC encourages the association to urge asset management companies in addition to...
ลงทุนในหุ้น M ในอัตราส่วน single entity limit ที่เกินจากประกาศที่ ทน. 87/2558 กำหนดที่ 10% แต่ยังสามารถถือครองทรัพย์สินดังกล่าวมาได้อย่างต่อเนื่องตามข้อ 113 ของประกาศที่ สน. 24/2552 และบทเฉพาะกาลของประกาศ