six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________
Presently, several companies are interested to raise fund through digital token offer to finance their investment in office buildings or condominiums which will later be rented for income shared to holders of digital tokens or real estate-backed initial coin offering (ICO). Meanwhile, the regulations have not yet extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain...
Given the prolonged period of low interest rate in the Thai bond market, many debt securities issuers are increasingly issuing for sale subordinated perpetual bonds which have more complex features and offer higher returns than general debt securities. Specifically, from 2012 to June 2020, the total offering amount of subordinated perpetual bonds was 119,000 million baht. Of this amount, the majority investors were retail investors, accounting for approximately 81 percent, and HNW account...
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC is proposing additional regulations related to custody of clients’ assets by requiring that digi...
Facebook "Smart Trader" : Unlicensed securities and derivatives business (Disclosure Date : 10/03/2022)
Smart Trader by Coach ตั้ม : Unlicensed securities and derivatives business (Disclosure Date : 01/09/2020)
Facebook page Trader Comone : Unlicensed securities and derivatives business (Disclosure Date : 16/06/2023)
Facebook page PB Trader TH : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)