* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
mechanism and provide investor education to empower and equip investors with enough mechanisms in exercising their rights and protecting themselves ● Improve operating procedures to assure that legal
hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s
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, keeping, or destroying of personal data. I believe that 1 year after the effective of the law, stakeholders of each organizations will learn and improve their compliance with the law. However, it is
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
ระดับประสิทธิภาพภาครัฐเพื่ออำนวยความสะดวกในการประกอบธุรกิจด้านการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Investors) พร้อมกันนี้ ก.ล.ต. ยังร่วมจัดนิทรรศการหัวข้อการคุ้มครองผู้ลงทุนเสียงข้างน้อย