The SEC made amendments to the regulations governing the reporting of the IPO shares results, aiming to enhance investor access into critical information and be useful for investors’ decision-making

Bangkok, May 10, 2010 ? The SEC has ordered ING Funds (Thailand) Company Limited (ING Funds) and Siam City Bank Public Company Limited (SCIB), the fund supervisor of T.U. Dome Residential Complex Property Fund (TU-PF) under ING Funds management, to rectify deficiencies in their internal control immediately. SCIB is also ordered to file a claim against ING Funds for compensation for the benefit of TU-PF unitholders.  The SEC?s additional investigation into ING Funds? operation in response to comp...

The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as  a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...

As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...

* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business

MOU, the SEC and NIDA will jointly drive knowledge and curriculum development to enhance the quality of graduates to become workforce for public, private and capital market sectors. The collaboration

enhance financial knowledge and foster the development of financial skills within the educational system. The MOU also seeks to improve financial literacy among teacher trainees, teachers, school

Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism