important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended
other stakeholders, will play an important role in developing the capital market to become the major driving force for economic growth according to the nation’s economic development policies. As such, the
การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short
subsidiary; (15) a copy of the updated comment from the auditor concerning the vulnerability of the important internal accounting review (if any); (16) a report or a copy of the latest internal audit report on
reviewing the adequacy of the internal control at least once a year. Extra revision may be necessary in case of any incidents which have significant impacts on the companies’ operations. Such assessment
activities and important personnel and documents involved. With the deficiencies found, the SEC questions whether the auditors had adequately obtained the understanding of their clients’ internal controls
Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts
crucial to strengthen our ecosystem, wherein capital market professionals and related stakeholders support and drive together to incorporate sustainability into their strategies and business decisions. We
, as a policy-maker and executive authority, plays an important role in establishing an appropriate accounting system and internal control system, as well as arranging resources, mechanisms and tools
million and the gains from loss of control in Pace One and Pace Three of Baht 8,857 million. A use of reasonable assumptions in the fair value measurement is crucial and has significant effect on the fair