important information and business secrets of the company without approval. He later resigned from the company. SEC has considered that Pusit failed to perform duties with loyalty* and therefore suspended
Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts
for Capital Market committee, established by SEC after introducing the “DLT Implementation as Digital Infrastructure of Capital Market” program in last September, is comprised of representatives from
debentures. For newly established businesses with potential, venture capital will also be available.The idea has been well-received by Investment Banking Club, Association of Securities Companies, as they see
SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as
the creation of jobs and incomes, and certainly a fundamental part of the country?s economic development. Accordingly, it is important to facilitate SMEs and startups, especially those related to
majority of listed companies have been able to meet the conditions for the fee reduction. This indicates that the objectives of the criteria —established to encourage listed companies to prepare financial
an open-ended mutual fund that must focus the majority of its investments in sustainable assets issued by public sector entities or businesses established under Thai law. The SEC supports this
improving the overall licensing scheme and provided observations and suggestions on important issues. The SEC has incorporated such feedbacks to revise the principles for more appropriateness. For example
clarifications to the assessor in the same sessions as well as submitting empirical evidence and answering the assessor’s inquiries. “Protecting investors in the capital market is one of our most important