. In response to such change, the SEC closely monitors mega trends in international markets and aims to ensure the Thai capital market regulatory framework does not impede new developments. Equity
substances of the securities, including key features and risk factors, as specified in the attachment hereto. Clause 3 This Notification shall come into force from 1 July 2016. Notified this 18th day of March
derivatives exchange and at least prepare disclosure document indicating risk associated with derivatives trading on foreign derivatives exchange which at least contains particulars and substances under the
or person who may have conflicts of interest that may impede the exercise of independent judgment, and any relationship that causes the inability to freely give comments on the operation of the
business relationship with the securities company, parent company, subsidiary company, affiliate company or person who may have conflicts of interest that may impede the exercise of independent judgment, and
may have conflicts of interest that may impede the exercise of independent judgment, and not have any characteristic that causes the inability to freely give comments on the operation of the derivatives
outsourcing function related to management of mutual fund or provident fund or derivatives investment management, the contract under Clause 20 shall additionally contain material substances in the following