statements with intent to mislead other persons concerning the facts stated in BLISS financial statements.The SEC found that Chakkit, then BLISS executive, imparted the statements in the company?s Q2/2013, Q3
company?s shareholding structure and management before such information became public. In addition, Chutchapong, on behalf of SLC, had imparted false a statement to the SET on September 28, 2009 by denying
inside information to purchase shares. Besides, he also imparted false statement to the SEC which affected the consideration and proving of the violation and obstructed law enforcement against the
Transition”, wherein the private bank’s leading economists imparted knowledge at the international level to participants, and the session was broadcast live via digital channels for customers who could not
E_1 Legal_FA_2015_12_29-c A CCoorrppLL44..11hhiigg A Executive Summary Management Discussion and Analysis For the Quarter Ended June 30, 2017 The global economy in the second quarter of 2017 maintained its growth momentum. Similarly, Thailand’s major economic indicators continued to exhibit growth, as evidenced by brighter exports, government spending and private spending on certain items of durable goods. The Thai economy hence showed ongoing improvement from the first quarter. Nonetheless, the...
, Bangkok. Furthermore, SEC Thailand Assistant Secretary-General, Mrs. Charuphan Intararoong also participated in this seminar and conveyed deepest gratitude and sincere appreciation to Mr. Richard
guarantee of returns, and that unit redemption ahead of the target date set in the investment scheme is not allowed must be clearly communicated to investors.In addition, advertisement based on past
follows due process of law, including collaboration with relevant agencies. In the case of STARK, upon learning of the news, we communicated with DSI our readiness to extend further collaboration, by
Prior to the on-site inspection, the SEC communicated concerns with the venue owner and the event organizer, resulting in suspension of seven exhibitors’ activities. Today, during the inspection, 16