มั่นคงปลอดภัยไซเบอร์ สำหรับคณะกรรมการของภาคการเงิน ปี 2564 (Cyber Resilience Leadership : Herd Immunity) ในรูปแบบออนไลน์ เพื่อสร้างความตระหนักรู้ด้านความมั่นคงปลอดภัยไซเบอร์ให้กับกรรมการของภาคการเงิน เมื่อ
investment, and also build up immunity for themselves against fraudulent solicitations via a variety of tools for all ages. The tools have been designed to be compatible and appropriate for beginners who
· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the
. “It is part of the SEC Investor Education Strategy to build the public’s immunity against investment scams and equip them with knowledge and skills on financial and investment management to help them
inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
sustainable growth and resiliency of the economy. As we look towards post- COVID world, we must provide ‘vaccines” to enhance resiliency and provide the economy with the immunity to withstand future shocks
payments. 4) Immunity - To maintain stability and good risk management as well as to monitor and protect users under international security standards 5) Information - To develop integrated payment
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
imposed by the company management in several matters including audit procedures to evaluate effectiveness of internal control over small-sized gas cylinders quantity, deposits received for small-sized gas