types of business operators, i.e., securities business, derivatives business and other related products and services for standard practice across the industry. In addition, the business operators must
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Bangkok, December 3, 2008 ? The SEC has issued the following three notifications to facilitate fund business operators while safeguarding the interest of investors, the salient features of which are stated below. 1.The Notification of the Office of the Securities and Exchange Commission No. SorNor. 30/2551 Re: Establishment of Mutual Funds and Entering into Agreements for Management of Private Funds (No. 12), to become effective on 15 December 2008, ? relaxes the rules on long term equity fund (...
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already consulted with SEC about setting up SSF, which is expected for launch to the public in mid February this...
The Securities and Exchange Commission (SEC), in collaboration with the National Savings Fund (NSF), organized comprehensive financial lectures for students across four regions of Thailand in 2023
The Securities Commission Malaysia, the Monetary Authority of Singapore, and the Securities and Exchange Commission of Thailand have signed a Memorandum of Understanding to enhance the ASEAN Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other two jurisdictions under a streamlined authorisation process.The revised Framework, which incorporates...
Bangkok, November 18, 2008 ? Following the approval of the SEC Board and the Capital Market Supervisory Board (CMSB) for the issuance of notifications regarding licensing of restricted agents for gold futures to facilitate the product trading by gold business operators and regarding relaxation of tender offer rules to facilitate securities trading and share buyback activities of listed firms during the financial crisis, the following regulations are now in effect:1.The Notification of the Secu...
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