Ms. Nopnuanparn Pavasant, Assistant Secretary-General of the Securities and Exchange Commission (SEC), delivered opening remarks at the ICO Portal Compliance Meeting 2025, organized by the SEC. The meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior executives and officers of the SEC, as well as representatives of ICO portals. The meeting took p...
SEC Secretary-General Ruenvadee Suwanmongkol gave an opening remarks and co-chaired the 5th EU-Asia Pacific Forum on Financial Regulation with Mr. Ugo Bassi, Director of Financial Markets, DG FISMA, European Commission. The Forum welcomed discussion and sharing of experience among regulators in the European Union, including the European Commission (EC) and the European Securities and Markets Authority (ESMA), and IOSCO APRC members from 19 agencies in 14 countries.SEC Secretary-General sai...
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and related experiences, to further promote takeovers efficiency. The conference takes place at the SEC Office Building from 18-20 September 2019 with delegates of regulatory agencies from 11 Asia Pacific jurisdictions, namely Cambodia, New Zealand, Malaysia, the Philippines, Laos, Singapore, A...
The conference takes place at the SEC Office Building from 18-20 September 2019 with delegates of regulatory agencies from 11 Asia Pacific jurisdictions, namely Cambodia, New Zealand, Malaysia, the Philippines, Laos, Singapore, Australia, Indonesia, South Africa, Hong Kong and Thailand. This is the 2nd time the SEC has the honor to host this important event, following the first time in 2013. SEC Deputy Secretary-General Sirivipa Supantanet said: “Merger and acquisition (M&A) is a key me...
The ACMF Deputies’ Meeting was presided over by SEC Deputy Secretary-General Sirivipa Supantanet, and attended by delegates from ASEAN capital market regulators, the Asian Development Bank and the ASEAN Secretariat. The meeting was held at the SEC Office Building on 23 August 2019.The meeting was set to focus on updating further progresses of ACMF Working Groups, with key topics on developing the Roadmap for ASEAN Sustainable Capital Market initially drafted by the ACMF members to strengthe...
Bangkok, September 8, 2014 ? The SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project organized an event on ?Preparing for Happy Retirement?. The event aims to disseminate knowledge on financial management where visitors can meet at booths for advice on finance and health, targeting those about to retire in preparation for entering a new stage of live. SEC Secretary-General Vorapol Socatiyanurak said the SEC jointly with alliances and partn...
Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build up the quality of financial reports and information disclosure of listed companies. Tipsuda Thava...
The Securities and Exchange Commission (SEC) organized the Compliance Relations 2024 Event with asset management companies and limited brokers, dealers and underwriters (LBDU), including banks, insurance companies and investment unit brokers. Under the theme, "Together Towards Tomorrow," the event aimed to foster stronger relationships, exchange experiences, and share knowledge on regulatory guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefit...
The Securities and Exchange Commission (SEC), in collaboration with the UN Women and the Stock Exchange of Thailand (SET), organized the Ring the Bell for Gender Equality Initiative 2024 to highlight the commitment of the Thai capital market sector and partner organizations to promoting gender equality and the roles of women. This event took place on 11 March 2024, at Sukri Kaocharern Hall, the SET Building. During the event, Dr. Pornanong Budsaratragoon, SEC Secretary-General, high...
The Securities and Exchange Commission (SEC) hosted an online workshop under the CyberXpert Academy for Capital Market 2025 Initiative for personnel working In IT security or cybersecurity (1st line of defense) fields for business operators in capital markets. The workshop aimed to enhance understanding of how artificial intelligence (AI) can be applied in cybersecurity operations and to improve both strategic efficiency and practical skills, while helping capital market organizations recognize...