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Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to
Bangkok, June 18, 2015 ? The SEC and the School of Development Economics of National Institute of Development Administration (NIDA) co-organized ?Thai Equity Fund Insight? at the 5th SEC Working Papers Forum, 2015. The SEC jointly with NIDA hosted ?Thai Equity Fund Insight? at the 5th SEC Working Papers Forum, 2015 where the researchers of the SEC and the School of Development Economics, NIDA presented the study on Thai equity fund performance and information of which investors should learn pri...
Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
SEC Secretary-General Ruenvadee Suwanmongkol said: “This great opportunity for the SEC to host the IOSCO Annual Meeting for the first time in the history of the SEC since our establishment in 1992
Bangkok, 25 May 2017 ? The SEC and the Business Software Alliance (BSA) will jointly organize a seminar on ?Boards? Roles in Mitigating Cyber Security Risks/Threats: Challenges and Solutions? this month.?The SEC, BSA and technology experts from the private sector will jointly organize the seminar for directors, executives and employees of listed companies to create awareness of the ever-increasing cyber risks and internal control systems to prevent and manage risks that may cause widespread dama...
The Securities and Exchange Commission, Thailand (SEC), the UN Women Regional Office for Asia and the Pacific and the Thai Listed Companies Association (TLCA) jointly organised a seminar titled, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for promoting women’s participation in the board role. The seminar was held on 1 March 2023 at Grand...
Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing Development & Financial Inclusion,? featuring the latest developments in crowdfunding, blockchain, big data, cybersecurity, and case studies from around the world.The seminar promoted an open discussion, exchange of views, and knowledge sharing on digital economy and financial innovations among capi...