Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person that is
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person that is
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person that is Mr
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC
internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the
periods. Additionally, the comparative study on mutual fund performance amongst ASEAN countries demonstrated the highest level of performance persistence in Thai equity funds. Chanchai Mateepithaktham, the
who is assigned by the board of directors to be the highest level responsible for the management of the company regardless of whichever name is called; (3) “authorized management person” means a deputy
advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital