SEC Research Department, the National Institute of Development Administration (NIDA) and Morningstar Research (Thailand) Ltd. All of the studies aim to provide a better understanding of investors

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the

limitations and to be in line with overseas crowdfunding regulations in Malaysia, the United Kingdom and the United States. Crowdfunding portals have to disclose information and notify investors about the

The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an "Anti-scam Hotline” scheme to provide direct channels for reporting investment scams at tel. 1207 ext. 22, or via SEC website at www.sec.or.th/scamalert, or email at scamalert@sec.or.th.  The SEC has expedited the process of verifying suspicious scam reports and promptly notify relevant authorities to...

Bangkok, March 26, 2014 ? Institutional investors announced proxy voting guidelines aiming to boost quality and sustainable growth of listed companies and the Thai capital market. The institutional

Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form ?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a variety of academic projects. Vorapol Socatiyanurak, SEC Secretary-General said, "This MOU sign...

SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the

, please dial SEC Help Center on 1207. Meanwhile, SEC has ordered Ronghui to stop luring investors to the advertised projects._______________________________

Bangkok, 3 April 2018 ? The SEC applauds four provident funds for their declaration of intent to adopt the Investment Governance Code (I Code) for institutional investors in accordance with

, especially from the private sector. And the Thailand SDG Investor  Map could help facilitate this by providing investors with localized insights into market conditions, highlighting SDG investment opportunity