ปรงุเมื่อ 6 กรกฎาคม 2558 แนวปฏิบัติการส่งข้อมูลผ่านระบบ IPOS และ วิธีการส่ง HARD COPY ส าหรับตราสารหนี้ แนวปฏิบัติการส่งข้อมูลผ่านระบบ IPOS และวิธีการส่ง hard copy 2 Table of Contents 1. การเตรียมตัวส าห
CIS Operator who makes offerings of the Hong Kong Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1
underwriters. The proposed new rules cover the addition of municipal bond as securities, and filings in English version when foreign securities are offered, and the prohibition imposed to underwriters, their
jurisdictions can submit the filing under ASEAN Disclosure Standards. In case of private placement to institutional and high net worth investors, they can submit single filing form in English version.In addition
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
2016 had the amount of 17.82 million baht, because of corporate income tax of year 2017. Had restricted cash at banks 42.72 million baht, an increase of 39.60 million baht, and compare to the same
The Notification of the Ministry of Finance -Unofficial Translation- This English version is prepared by Legal Counsel and Development Department with the sole purpose of facilitating the
Notification of the Office of The (Translation) PAGE (Translation) -4- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Notification of the Office of The (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand