of this amendment is to ensure that customer complaints are handled appropriately, especially in the case where the operator failed to comply with relevant regulations. It also aims to ensure that

as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a

as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a

as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a

handled by qualified investor contacts to better investors? understanding on the products, providing that adequate number of such investor contacts is also critical. The SEC advice on the development is

Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/09/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/09/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/06/2006

Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/06/2007